KNOWN BROKERAGE FIRMS

Known Brokerage Firms that Recommended GPB Funds

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Goodman & Nekvasil, P.A. has filed multiple FINRA arbitration claims on behalf of those who invested in GPB funds. GPB Capital raised more than $1.5 billion from investors and close to 12% of the investments went towards commissions and other selling fees. Our Law Firm is investigating the following brokerage firms who, according to the public filings on the SEC website, were authorized to sell GPB Capital funds:

  • Accelerated Capital Group

  • Advisory Group Equity Services, Ltd

  • Aegis Capital Corp

  • Avere Financial Group, LLC

  • Axiom Capital Management, Inc.

  • Cape Securities, Inc.

  • Capital Financial Services, Inc.

  • Woodbury Financial Services, Inc.

  • Triad Advisors, LLC

  • Stephen A. Kohn & Associates, Ltd.

  • David A. Noyes & Company

  • Capital Investment Group, Inc.

  • Dawson James Securities, Inc.

  • D.H. Hill Securities, LLLP

  • Crystal Bay Securities, Inc.

  • IBN Financial Services, Inc.

  • Lewis Financial Group, L.C.

  • Lion Street Financial, LLC

  • Money Concepts Capital Corp.

  • Purshe Kaplan Sterling Investments

  • Uhlmann Price Securities, LLC

  • Aeon Capital, Inc.

  • American Capital Partners, LLC

  • Arete Wealth Management, LLC

  • BCG Securities, Inc.

  • Benjamin & Jerold Brokerage I, LLC

  • Cascade Financial Management, Inc.

  • Center Street Securities, Inc.

  • Wilmington Capital Securities, LLC

  • Vanderbilt Securities, LLC

  • United Planners’ Financial Services of America, LP

  • Coastal Equities, Inc.

  • DFPG Investments, Inc.

  • Innovation Partners LLC

  • Detalus Securities, LLC

  • FSC Securities Corp.

  • Investment Architects, Inc.

  • Lowell & Company, Inc.

  • Madison Avenue Securities, Inc.

  • National Securities Corp.

  • Sandlapper Securities, LLC

  • Vestech Securities, Inc.

  • Arkadios Capital

  • Ascendant Alternative Strategies, LLC

  • Ausdal Financial Partners, Inc.

  • Cabot Lodge Securities, LLC

  • Colorado Financial Service Corp.

  • Calton & Associates, Inc.

  • Concorde Investment Services, LLC

  • Windsor Steet Capital, LP

  • Westpark Capital, Inc.

  • Western International Securities, Inc.

  • Crown Capital Securities, L.P.

  • Financial West Group

  • Kalos Capital, Inc.

  • Landolt Securities, Inc.

  • Geneos Wealth Management, Inc.

  • Kingsbury Capital, Inc.

  • McNally Financial Services Corp.

  • Orchard Securities, LLC

  • Silber Bennett Financial, Inc.

  • Whitehall-Parker Securities, Inc.