Thomas Rauchegger - Customer Disputes Filed Involving Financial Advisor/Broker Rauchegger | Recover Losses
Thomas Rauchegger - Customer Disputes Filed Involving Financial Advisor/Broker Rauchegger
Thomas Rauchegger CRD #5156496
Thomas Rauchegger a/k/a Thomas M. Rauchegger is a licensed financial advisor with Kalos Capital Inc.
According to Thomas Rauchegger’s BrokerCheck report, three customer disputes have been recently filed alleging sales practice violations against Thomas Rauchegger.
Customer Dispute 12/6/2020: Customer alleges unsuitable investments in high commission, complex, risky alternative investments, and multiple illiquid investment products. This customer dispute is pending and seeks $350,000 in damages.
Customer Dispute 12/6/2020: Client alleges unsuitable investments in high commission, complex, risky alternative investments, and multiple illiquid investment products. This customer dispute is pending and seeks $275,000 in damages.
Customer Dispute 12/6/2020: Client alleges unsuitable investments in high commission, complex, risky alternative investments, and multiple illiquid investment products. This customer dispute is pending and seeks $175,000 in damages.
Goodman & Nekvasil, P.A. May Recover Investor Losses
If you lost any money on investments with Thomas Rauchegger you may be able to recover your losses. If you lost money on investments with Thomas Rauchegger and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Thomas Rauchegger’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.
Goodman & Nekvasil, P.A. has recovered more than $200 million on behalf of victimized investors. If you lost money on investments with Thomas Rauchegger and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.