Sheldon Harber – Financial Advisor/Broker Sheldon Harber Previously Suspended from Securities Industry | Recover Losses

Sheldon Harber – Financial Advisor/Broker Sheldon Harber Previously Suspended from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses

Sheldon Harber Financial Advisor/Broker CRD #867340

Sheldon Harber was a formerly licensed financial advisor with Geneos Wealth Management, Inc. and Cambridge Investment Research, Inc. According to FINRA, Sheldon Harber was suspended from the securities industry for four months and fined $10,000 in February 2016.

According to FINRA Allegations:

Sheldon Harber consented to the sanctions and to the entry of findings that he participated in private securities transactions by investing in a private company through an outside investment vehicle formed by him, and facilitated investments for other investors, some of whom were his customers at his member firm, without providing the firm with written notice prior to forming the investment vehicle or prior to investing in the company through the investment vehicle, and he also did not provide the firm with written notice prior to facilitating investments in the company for the investors and/or customers. The findings stated that Sheldon Harber and the investors and/or customers invested a total of $435,000 in the private company through his outside investment vehicle.

Goodman & Nekvasil, P.A. May Recover Investor Losses:

If you lost money on investments with Sheldon Harber and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Sheldon Harber’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.

Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Sheldon Harber and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.