Goodman & Nekvasil, P.A. has filed multiple FINRA arbitration claims on behalf of those who invested in GPB funds. GPB Capital raised more than $1.5 billion from investors and close to 12% of the investments went towards commissions and other selling fees. Our Law Firm is investigating the following brokerage firms who, according to the public filings on the SEC website, were authorized to sell GPB Capital funds:

• Accelerated Capital Group

• Advisory Group Equity Services, Ltd

• Aegis Capital Corp

• Aeon Capital, Inc.

• American Capital Partners, LLC

• Arete Wealth Management, LLC

• Arkadios Capital

• Ascendant Alternative Strategies, LLC

• Ausdal Financial Partners, Inc.

• Avere Financial Group, LLC

• Axiom Capital Management, Inc.

• BCG Securities, Inc.

• Benjamin & Jerold Brokerage I, LLC

• Cabot Lodge Securities, LLC

• Calton & Associates, Inc.

• Cape Securities, Inc.

• Capital Financial Services, Inc.

• Capital Investment Group, Inc.

• Cascade Financial Management, Inc.

• Center Street Securities, Inc.

• Coastal Equities, Inc.

• Colorado Financial Service Corp.

• Concorde Investment Services, LLC

• Crown Capital Securities, L.P.

• Crystal Bay Securities, Inc.

• D.H. Hill Securities, LLLP

• David A. Noyes & Company

• Dawson James Securities, Inc.

• Detalus Securities, LLC

• DFPG Investments, Inc.

• Financial West Group

• FSC Securities Corp.

• Geneos Wealth Management, Inc.

• IBN Financial Services, Inc.

• Innovation Partners LLC

• Investment Architects, Inc.

• Kalos Capital, Inc.

• Kingsbury Capital, Inc.

• Landolt Securities, Inc.

• Lewis Financial Group, L.C.

• Lion Street Financial, LLC

• Lowell & Company, Inc.

• Madison Avenue Securities, Inc.

• McNally Financial Services Corp.

• Money Concepts Capital Corp.

• National Securities Corp.

• Orchard Securities, LLC

• Purshe Kaplan Sterling Investments

• Royal Alliance Associates Associates, Inc.

• Sandlapper Securities, LLC

• Sagepoint Financial Advisors, Inc.

• Silber Bennett Financial, Inc.

• Stephen A. Kohn & Associates, Ltd.

• Triad Advisors, LLC

• Uhlmann Price Securities, LLC

• United Planners’ Financial Services of America, LP

• Vanderbilt Securities, LLC

• Vestech Securities, Inc.

• Western International Securities, Inc.

• Westpark Capital, Inc.

• Whitehall-Parker Securities, Inc.

• Wilmington Capital Securities, LLC

• Windsor Steet Capital, LP

• Woodbury Financial Services, Inc.